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证监会:地方证监局三举措处罚上市公司违规行为

2013年10月25日 16:37    来源: 中国网    

  证监会今日下午举行例行新闻发布会,针对投资者投诉上市公司财务报表披露不实,地方证监局受理出具关注函的依据问题,证监会新闻发言人今日表示,中国证监会及地方证监局高度重视投资者举报,受到举报后,将按照信访条例等决定是否受理,受理后,证监局要求公司自查、中介机构核查及现场检查,并根据实际情况采取相关措施。

  其中,经核查,上市公司存在不规范的问题,将采取关注函等日常监管措施,提醒公司改正并完善;上市公司涉嫌违规行为的,则是采取责令改正等行政监管措施;上市公司涉嫌违反《证券法》等法律法规,将移交稽查立案。

  


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