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证监会:券商挪用公司资金认购内部理财产品系违法

2013年11月01日 17:34    来源： 中国广播网　     丁玲娜
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　　据经济之声报道，针对宏源证券涉嫌高管挪用自营资金认购内部理财产品一事，证监会新闻发言人表示，证券公司挪用公司资金认购内部理财产品，是违法行为。目前并无特别规则，禁止证券公司员工购买自己的理财产品，但是证券公司在销售理财产品时，应当遵循法律规定，向投资者提示风险，公平对待客户，防止洗钱和不正当利益输送。


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